Audit engagement
Safeguarding & Reconciliation Health Check
Trace how customer funds move through accounts, how breaks are cleared, and whether safeguarding evidence would stand up in a review.
Who this is for
Finance and treasury leads responsible for segregated accounts and daily recon packs.
What you receive
A health-check note covering account structure, recon cadence, break ageing, and evidence gaps.
Included
- Mapping of safeguarding account structure
- Review of a multi-day reconciliation pack
- Discussion of break escalation and residual risk
Not included
- Full financial statement audit
- Bank mandate changes
How the work unfolds
Collect account maps and recon templates
Test selected days and aged breaks
Deliver health-check note and closing discussion
Preparation & limits
Prepare: Account maps, recon packs, and break logs for the selected window
Constraints: Snapshot review only; not continuous assurance
Send a recent recon pack sample so we can size the review window
Ask about this audit